EMERGING OAKS CAPITAL
Investment Services for Business Owners.
RIA (TX-based) • Business Owner focus • Private & public markets • Founder-led
Built for Owner-Operators
If your wealth is tied to an operating company or you earn volatile income, you need strategies that respects cash flow, taxes, and concentration risk. We translate your effort into a durable asset that doesn’t depend on your business.
Three Buckets
Foundational Layer
To help you sleep at night knowing you will be ok even if business gets tight.
Asset Layer
A mix of public equities as the framework for a durable lifelong asset independent of the business.
Risk Sleeve
Private market investment; VC, private equity, real estate, hedge funds, etc. High risk/high reward.
How we work….
Fit Call (20 min). Goals, constraints, where cash comes from & goes.
Blueprint (7–10 days). Your Cashflow Ladder™, investment policy, and funding plan.
Implement & Review. Quarterly check-ins; rule-based adjustments.
What Success Looks Like.
A Funded Foundation so personal life isn’t hostage to business volatility.
Multiple income streams that can survive economic moods.
Simple rules that reduce decision fatigue and mistakes.
Emerging Oaks Capital is a founder-led investment firm focused on cash-flow-first portfolio design for business owners. We understand how it feels to own a business and the risks involved. Our strategies are designed with the business owner in mind.
FAQs
Are you a fiduciary?
Yes. As an RIA, we are a fiduciary and put client interests first.
Do you require a minimum?
A $500,000 minimum investible asset base is generally required for best results. However, all business owners matter to us. If you don’t meet that threshold feel free to explore our resource page and utilize our free tools.
Do you offer private investments?
When appropriate for eligible clients, we may allocate to private investments as defined in their investment policy.
Can you work with my CPA/attorney?
Absolutely. We coordinate to keep taxes and estate planning aligned with your plan.
Disclosure
“Emerging Oaks Capital, LLC is a registered investment adviser. Nothing on this site is an offer, solicitation, or guarantee. Investing involves risk, including loss of principal. See Form ADV. The content on this website is for information purposes only. This website contains information that is confidential and may constitute non-public information. None of the information on this website is intended as or constitutes an offer to sell any securities to any person or a solicitation of any person of any offer to purchase any securities. Such an offer or solicitation can only be made by the confidential private placement memoranda relating to the investment vehicles managed by Emerging Oaks Capital, LLC (the “firm”), which the firm will provide only to qualified offerees. The investment products managed by the firm are open only to investors who are both (i) "accredited investors" as defined in Rule 501(a) of Regulation D promulgated by the U.S. Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933, and (ii) “qualified clients,” as defined in Rule 205-3 promulgated by the SEC pursuant to the investment advisers act of 1940, as amended. By accessing this information, you are deemed to have represented and warranted to the firm that you satisfy this requirement. Further, prospective investors may not invest in any such products for a period of 30 days after initial qualifying contact, except for those who have already invested or are actively considering an investment. You also agree to contact the firm immediately if there is any change in your qualifying status. No person should rely on any information in this website, but should rely exclusively on the confidential private placement memoranda in making an investment decision. No investor should invest without undertaking comprehensive due diligence and carefully reviewing the confidential private placement memoranda. The principals of the firm are available to discuss investment opportunities and to answer potential investor questions. The materials on this website have been prepared for informational purposes only and do not constitute financial, legal, tax or any other advice. All information contained herein is provided "as is" and the firm expressly disclaims making any express or implied warranties with respect thereto. Each investor should consult its own legal and financial advisors about the advisability and suitability of this investment. The firm reserves the right to terminate, at any time and for any reason, any registered user's access to this website, without giving notice of such termination to the user. The information presented herein may not be used for any purpose other than the user’s personal and internal business use. All users may not reproduce, modify, copy, alter in any way, distribute, sell, resell, transmit, transfer, license, assign or publish such information. All information contained herein, including the firm’s logos and trademarks as well as its services, products and investment information or opinions, are proprietary materials. The use of such materials without the express written consent of the firm is strictly prohibited. The unauthorized use of any material on this website may violate various laws and property rights of the firm, including, but not limited to, copyright, trademark, trade secret or patent laws and rights. PAST PERFORMANCE IS NOT NECESSARILY INDICATIVE OF FUTURE RESULTS. No assurance can be given that the firm’s investment objective will be achieved or that an investor will receive a return of all or any portion of his or her investment. Investment results may vary substantially over any given time period. All investments involve the risk of loss.